IPO COVERAGE D&O · Side A · ABC · POSI · Cyber SPAC D&O De-SPAC Transactions · Merger Liability Protection SECURITIES RISK Securities Class Action · SEC Investigation · Shareholder Derivative CLEAR VIEW Capital Markets Expertise · Dedicated IPO Practice EXECUTIVE RISK Directors · Officers · Key Management · Board Indemnification IPO COVERAGE D&O · Side A · ABC · POSI · Cyber SPAC D&O De-SPAC Transactions · Merger Liability Protection SECURITIES RISK Securities Class Action · SEC Investigation · Shareholder Derivative CLEAR VIEW Capital Markets Expertise · Dedicated IPO Practice EXECUTIVE RISK Directors · Officers · Key Management · Board Indemnification
Clear View Capital Risk Advisors
Specialists in Capital Markets Risk

Protecting Leadership When Companies Go Public

Clear View Capital Risk Advisors delivers precision D&O insurance for companies navigating IPOs and SPAC transactions — from S-1 filing through the first year of public trading and beyond.

Request a Coverage Assessment Explore Coverage
Pre-IPO
Coverage Placement
Side A–C
Full D&O Program Design
SPAC
De-SPAC Expertise
Why a Specialist IPO D&O is not standard commercial insurance Generalist brokers apply commercial D&O frameworks to IPO risk — a fundamental mismatch. Securities class action exposure begins the moment your S-1 is filed.
Why a Specialist SPACs carry layered liability at every stage From blank-check formation through de-SPAC merger and earnout period, each phase creates distinct D&O exposure requiring purpose-built coverage — not a repurposed policy.
Why a Specialist Carrier access determines your program quality Only a small number of carriers actively price IPO and SPAC D&O. Without those relationships, you're buying whatever a generalist broker can place — not what the market can offer.
Why a Specialist Timing errors at listing are unrecoverable A policy with the wrong retroactive date, missing POSI endorsement, or inadequate Side A limits discovered post-listing cannot be fixed retroactively. Expertise prevents these failures.
Our Difference

Choosing the Right Advisor Matters

Directors & Officers Liability insurance isn't just another policy — it's a critical safeguard for the leaders and organizations driving today's businesses.

Led by Brandon Jones, our team brings together more than two decades of corporate, insurance carrier, and brokerage experience, providing clients with a unique perspective on risk management, coverage design, and executive liability protection. We understand the challenges companies face because we've worked from multiple sides of the industry.

As a division of an agency whose roots date back to 1885, we combine the personalized service and accountability of a boutique practice with the stability, resources, and legacy of one of the industry's enduring institutions.

01

Experienced Advisors

Deep expertise in Directors & Officers Liability and Professional Liability insurance, with every member of our service team bringing more than 20 years of industry experience.

02

Responsive & Accessible

When important decisions need to be made, you'll have direct access to experienced professionals who respond quickly and communicate clearly — not a call center.

03

Clear and Transparent Communication

We simplify complex coverage issues and translate policy language into plain guidance — whether presenting to your board, audit committee, or general counsel.

04

Dedicated Advocates

Relationship-driven professionals who prioritize long-term partnerships. Our commitment goes beyond placing coverage — we're there when clients need us most.

What We Place

Comprehensive Executive & Entity Protection

A well-structured public company D&O program is multi-layered. We architect each program from the ground up, tailored to your transaction, industry, and risk profile.

⚖️
Directors & Officers (D&O)

Side A (individual director coverage), Side B (corporate reimbursement), and Side C (entity securities coverage) — structured for IPO pricing and post-listing securities litigation exposure.

🔷
SPAC D&O Insurance

Coverage for SPAC sponsors, target company boards, and combined entities through the de-SPAC merger. Includes run-off tail policies and extended reporting periods.

📋
Public Offering of Securities (POSI)

Coverage specifically designed for the IPO process, protecting against claims arising from material misstatements or omissions in offering documents.

🏢
Employment Practices Liability

Newly public companies face heightened EPL scrutiny. We place robust policies covering wrongful termination, discrimination, and workplace harassment claims.

🔐
Cyber & Tech E&O

Data breach, network security failure, regulatory notification costs, and technology professional liability — critical for tech-sector issuers facing SEC cybersecurity disclosure rules.

🛡️
Fiduciary Liability

Protection for ERISA plan administrators and trustees at newly public companies establishing or restructuring employee benefit programs post-IPO.

How We Work

From Pre-Filing to Public Company

The IPO timeline moves fast. We integrate early so coverage is structured — not scrambled — before your S-1 hits the market.

Phase 01
Engagement & Risk Assessment

We conduct a deep intake of your capital structure, litigation history, industry, and governance profile — ideally 6–12 months pre-filing.

Phase 02
Market Submission & Carrier Negotiation

We prepare a comprehensive submission for our carrier panel, negotiate terms and pricing, and benchmark against comparable public offerings.

Phase 03
Board Presentation & Bind

We present coverage options and recommendations to your board or audit committee, assist in final carrier selection, and bind coverage to align with your listing date.

Phase 04
Ongoing Program Management

Post-IPO, we conduct annual renewals, monitor securities class action trends, and advise on coverage enhancements as your company scales.

Who We Serve

Built for Companies Entering Public Markets

Our clients are companies at inflection points — where leadership liability is highest and the cost of underinsurance is catastrophic.

IPO Candidates

Late-stage private companies planning a traditional IPO — typically 12 to 18 months out — that need a broker who understands how D&O pricing interacts with underwriter due diligence and securities law exposure during the offering period.

SPAC Sponsors & Targets

Both blank-check company sponsors seeking pre-IPO D&O programs, and private operating companies completing de-SPAC mergers who need coverage bridging their private history and new public obligations.

Newly Public Companies

Companies in their first three years as public entities — when securities class action risk is highest and D&O renewal strategy is most consequential to long-term premium stability.

Private Equity & Venture-Backed Boards

PE and VC sponsors who serve on portfolio company boards and require Side A coverage independent of the corporate entity — especially during liquidity events and exits.

"At the end of the day, insurance is built on trust. We take pride in providing thoughtful advice, responsive service, and unwavering support to help protect the companies and leaders we serve."
Brandon Jones · Clear View Capital Risk Advisors
About the Firm

Boutique Practice. Enduring Institution.

Clear View Capital Risk Advisors is a specialty practice dedicated to Directors & Officers Liability and Professional Liability insurance for companies navigating the public capital markets. Our commitment goes beyond placing coverage — every stage of the client relationship is supported by experienced professionals who know this space deeply.

Resources & Insights

Intelligence for Companies Going Public

Navigating D&O insurance in the capital markets requires staying ahead of market conditions, litigation trends, and regulatory shifts. Our team publishes practical guidance for executives, board members, and counsel.

🔷
SPAC
SPAC D&O: What Changes After the De-SPAC Merger Closes

The liability profile of a combined company post-de-SPAC is materially different from both the blank-check vehicle and the private target. Here's what your coverage must address.

8 min read
Read More →
⚖️
Litigation Trends
Securities Class Action Risk in the First Year Post-IPO

Newly public companies face disproportionate litigation risk in months 6–18. We analyze recent SCA filing patterns and what they mean for your D&O tower structure.

6 min read
Read More →
📋
Regulatory
SEC Cybersecurity Disclosure Rules: Impact on D&O Coverage

The SEC's new mandatory cyber incident disclosure rules create additional D&O exposure for public company boards. How to ensure your policy responds to this emerging risk.

5 min read
Read More →
Market Intelligence

News & Commentary

Subscribe to Updates
D&O Market
IPO D&O Pricing Stabilizes After Three Years of Rate Hardening

After a sustained hard market driven by elevated securities litigation, D&O carriers are showing increased appetite for select IPO risks in tech and life sciences — creating a window for favorable program structures.

June 2026 · 4 min read
SPAC
SPAC Pipeline Shows Signs of Revival as Rate Environment Shifts

After a significant contraction in SPAC activity, new blank-check formations are accelerating. Sponsors should begin D&O placement discussions at the time of SPAC IPO filing, not at target announcement.

May 2026 · 3 min read
Regulatory
Delaware Courts Continue to Shape Director Liability Standards

A series of recent Chancery Court decisions has clarified — and in some cases expanded — the duty of oversight obligations for public company directors. The implications for Side A coverage design are significant.

April 2026 · 5 min read
Coverage Alert
Why Your IPO D&O Policy Needs a Dedicated POSI Endorsement

Many companies going public assume their base D&O policy covers offering-related claims. It often doesn't without a specific Public Offering of Securities endorsement. Here's what to check before your listing date.

March 2026 · 4 min read
Market Trends
The Growing Role of Side A DIC Coverage for Executive Protection

Difference-in-Conditions Side A policies have become a critical component of executive protection programs at newly public companies, providing coverage when the corporate entity cannot or will not indemnify.

February 2026 · 6 min read
Insight
How to Present D&O Coverage Options to Your Audit Committee

Board members want to understand what they're protected against — not wade through policy language. A practical framework for presenting D&O program options in language that resonates at the board level.

January 2026 · 5 min read
Get Started

Talk to a Capital Markets D&O Specialist

Whether you're 18 months from an IPO or closing a SPAC merger next quarter, we can help you understand what coverage you need and what it will cost.

Request a Coverage Assessment
📍 New York, NY · San Francisco, CA